SOH Estimation Method for Fast Charging Lithium Battery Based on Multi-Task Learning
Mao Ling1, Lin Tao1, Zhao Jianhui1, Zhao Jinbin2
1. College of Electrical Engineering Shanghai University of Electric Power Shanghai 200090 China; 2. Engineering Research Center of Offshore Wind Technology Ministry of Education Shanghai University of Electric Power Shanghai 200090 China
Abstract:In the application of lithium-ion batteries (LIBs), the popularity of fast charging technology has brought significant convenience to consumers, particularly for portable devices such as electric vehicles and smartphones, with an increasing demand for fast charging. However, fast charging strategies have a significant impact on the state of health (SOH) of LIBs, particularly in a multistage constant-current fast charging environment. Although fast charging improves charging efficiency, battery chemistry and thermal management issues accelerate the battery's aging due to the drastic changes in charging current and voltage, which affect its performance and lifetime. Therefore, it becomes imperative to accurately estimate the SOH of Li-ion batteries under such charging conditions. Existing SOH estimation methods suffer from insufficient robustness and high computational cost under fast charging conditions. Building on the previous innovative method, this study utilizes the charging and discharging voltage profiles to extract the sampling counts within the equal voltage range as the dual inputs for the health features. This method leverages critical information from the battery charging and discharging process, thereby significantly reducing computational complexity by simplifying the feature extraction process. A multi-task learning framework is used to enhance the robustness of the SOH estimation further. The framework utilizes the shared layer of the LSTM model to share information among multiple related tasks, thereby optimizing the learning process and performance, especially in cases where some health features are missing. In this way, the model can better adapt to the uncertainty and noise in the data, thereby improving its performance under fast charging strategies. A large public fast charging dataset is used for extensive testing. The results demonstrate that the proposed method performs well under multistage constant-current fast-charging conditions, with the root mean square error (RMSE) and mean absolute error (MAE) of the SOH estimation within 1%. The coefficient of determination (R2) reaches more than 0.98. In addition, the proposed method demonstrates strong robustness and stability when handling various charging strategies and missing features. In summary, the voltage profile-based SOH estimation method proposed in this study provides a new solution for the health management of Li-ion batteries under fast charging conditions, which applies to fast charging scenarios of electric vehicles and portable devices. It provides essential theoretical support for the design, optimization, and management of LIBs in the future.
毛玲, 林涛, 赵建辉, 赵晋斌. 基于多任务学习下的快速充电锂离子电池SOH估计方法[J]. 电工技术学报, 2026, 41(2): 714-724.
Mao Ling, Lin Tao, Zhao Jianhui, Zhao Jinbin. SOH Estimation Method for Fast Charging Lithium Battery Based on Multi-Task Learning. Transactions of China Electrotechnical Society, 2026, 41(2): 714-724.
[1] Jiang Jiuchun, Ruan Haijun, Sun Bingxiang, et al.A low-temperature internal heating strategy without lifetime reduction for large-size automotive lithium- ion battery pack[J]. Applied Energy, 2018, 230: 257-266. [2] Hannan M A, Lipu M S H, Hussain A, et al. A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations[J]. Renewable and Sustainable Energy Reviews, 2017, 78: 834-854. [3] Attia P M, Grover A, Jin N, et al.Closed-loop optimization of fast-charging protocols for batteries with machine learning[J]. Nature, 2020, 578(7795): 397-402. [4] Lin Xianke, Khosravinia K, Hu Xiaosong, et al.Lithium plating mechanism, detection, and mitigation in lithium-ion batteries[J]. Progress in Energy and Combustion Science, 2021, 87: 100953. [5] Zhu Gaolong, Zhao Chenzi, Huang Jiaqi, et al.Fast charging lithium batteries: recent progress and future prospects[J]. Small, 2019, 15(15): 1805389. [6] Anseán D, Dubarry M, Devie A, et al.Fast charging technique for high power LiFePO4 batteries: a mechanistic analysis of aging[J]. Journal of Power Sources, 2016, 321: 201-209. [7] Notten P H L, Veld J H G O H, van Beek J R G. Boostcharging Li-ion batteries: a challenging new charging concept[J]. Journal of Power Sources, 2005, 145(1): 89-94. [8] Smith K A, Rahn C D, Wang Chaoyang.Model-based electrochemical estimation and constraint management for pulse operation of lithium ion batteries[J]. IEEE Transactions on Control Systems Technology, 2009, 18(3): 654-663. [9] Liu Y H, Hsieh C H, Luo Yifeng.Search for an optimal five-step charging pattern for Li-ion batteries using consecutive orthogonal arrays[J]. IEEE Transa- ctions on Energy Conversion, 2011, 26(2): 654-661. [10] Liu Y H, Teng J H, Lin Y C.Search for an optimal rapid charging pattern for lithium-ion batteries using ant colony system algorithm[J]. IEEE Transactions on Industrial Electronics, 2005, 52(5): 1328-1336. [11] 黄凯, 孙恺, 郭永芳, 等. 基于观测方程重构滤波算法的锂离子电池荷电状态估计[J]. 电工技术学报, 2024, 39(7): 2214-2224. Huang Kai, Sun Kai, Guo Yongfang, et al.State of charge estimation of lithium-ion battery based on enhanced extended Kalman filter algorithm with observation equation reconstruction[J]. Transactions of China Electrotechnical Society, 2024, 39(7): 2214-2224. [12] 肖占龙, 郑岳久, 李相俊, 等. 变温下磷酸铁锂电池的SOC估计方法研究[J]. 电源学报, 2024, 22(6): 199-206. Xiao Zhanlong, Zheng Yuejiu, Li Xiangjun, et al.Study on SOC estimation method for LiFePO4 battery at variable temperature[J]. Journal of Power Supply, 2024, 22(6): 199-206. [13] 刘旖琦, 雷万钧, 刘茜, 等. 基于双自适应扩展粒子滤波器的锂离子电池状态联合估计[J]. 电工技术学报, 2024, 39(2): 607-616. Liu Yiqi, Lei Wanjun, Liu Qian, et al.Joint state estimation of lithium-ion battery based on dual adaptive extended particle filter[J]. Transactions of China Electrotechnical Society, 2024, 39(2): 607-616. [14] 贠祥, 张鑫, 王超, 等. 基于联合参数辨识的粒子群优化扩展粒子滤波的锂电池荷电状态估计[J]. 电工技术学报, 2024, 39(2): 595-606. Yun Xiang, Zhang Xin, Wang Chao, et al.State of charge estimation of Li-ion battery using particle swarm optimization extended Kalman particle filter based on joint parameter identification[J]. Transa- ctions of China Electrotechnical Society, 2024, 39(2): 595-606. [15] 周娟, 孙啸, 刘凯, 等. 联合扩展卡尔曼滤波的滑模观测器SOC估算算法研究[J]. 中国电机工程学报, 2021, 41(2): 692-703. Zhou Juan, Sun Xiao, Liu Kai, et al.Research on the SOC estimation algorithm of combining sliding mode observer with extended Kalman filter[J]. Proceedings of the CSEE, 2021, 41(2): 692-703. [16] 李卓昊, 石琼林, 王康丽, 等. 锂离子电池健康状态估计方法研究现状与展望[J]. 电力系统自动化, 2024, 48(20): 109-129. Li Zhuohao, Shi Qionglin, Wang Kangli, et al.Research status and prospects of state of health estimation methods for lithium-ion batteries[J]. Auto- mation of Electric Power Systems, 2024, 48(20): 109-129. [17] 陈猛, 王军, 王雯雯, 等. 应用支持向量机的锂电池不可逆析锂检测研究[J]. 电工技术学报, 2025, 40(4): 1323-1332. Chen Meng, Wang Jun, Wang Wenwen, et al.Research on irreversible lithium plating detection in lithium-ion batteries using support vector machine[J]. Transactions of China Electrotechnical Society, 2025, 40(4): 1323-1332. [18] 余佩雯, 郁亚娟, 常泽宇, 等. 相关向量机预测锂离子电池剩余有效寿命[J]. 电气技术, 2023, 24(2): 1-5. Yu Peiwen, Yu Yajuan, Chang Zeyu, et al.Remain useful life prediction of lithium-ion battery based on relevance vector machine[J]. Electrical Engineering, 2023, 24(2): 1-5. [19] 陈媛, 段文献, 何怡刚, 等. 带降噪自编码器和门控递归混合神经网络的电池健康状态估算[J]. 电工技术学报, 2024, 39(24): 7933-7949. Chen Yuan, Duan Wenxian, He Yigang, et al.State of health estimation of lithium ion battery based on denoising autoencoder-gated recurrent unit[J]. Transa- ctions of China Electrotechnical Society, 2024, 39(24): 7933-7949. [20] 李超然, 肖飞, 樊亚翔, 等. 基于深度学习的锂离子电池SOC和SOH联合估算[J]. 中国电机工程学报, 2021, 41(2): 681-692. Li Chaoran, Xiao Fei, Fan Yaxiang, et al.Joint estimation of the state of charge and the state of health based on deep learning for lithium-ion batteries[J]. Proceedings of the CSEE, 2021, 41(2): 681-692. [21] Mao Ling, Wen Jialin, Zhao Jinbin, et al.Online state-of-health estimation of lithium-ion batteries based on a novel equal voltage range sampling count number health indicator[J]. IEEE Transactions on Transportation Electrification, 2023, 10(1): 2277-2292. [22] Qu Jiantao, Liu Feng, Ma Yuxiang, et al.A neural- network-based method for RUL prediction and SOH monitoring of lithium-ion battery[J]. IEEE Access, 2019, 7: 87178-87191. [23] Severson K A, Attia P M, Jin N, et al.Data-driven prediction of battery cycle life before capacity degradation[J]. Nature Energy, 2019, 4(5): 383-391. [24] Wu Ji, Fang Leichao, Meng Jinhao, et al.Optimized multi-source fusion based state of health estimation for lithium-ion battery in fast charge applications[J]. IEEE Transactions on Energy Conversion, 2022, 37(2): 1489-1498. [25] Chen Zhang, Shen Wenjing, Chen Liqun, et al.Adaptive online capacity prediction based on transfer learning for fast charging lithium-ion batteries[J]. Energy, 2022, 248: 123537. [26] Zhang Dayu, Wang Zhenpo, Liu Peng, et al.Multistep fast charging-based state of health estimation of lithium-ion batteries[J]. IEEE Transactions on Trans- portation Electrification, 2024, 10(3): 4640-4652. [27] Chen Dinghong, Zhang Weige, Zhang Caiping, et al.Data-driven rapid lifetime prediction method for lithium-ion batteries under diverse fast charging protocols[J]. Journal of Energy Storage, 2023, 74: 109285. [28] Fei Zicheng, Zhang Zijun, Tsui K L.Deep learning powered online battery health estimation considering multitimescale aging dynamics and partial charging information[J]. IEEE Transactions on Transportation Electrification, 2024, 10(1): 42-54. [29] 张钰, 刘建伟, 左信. 多任务学习[J]. 计算机学报, 2020, 43(7): 1340-1378. Zhang Yu, Liu Jianwei, Zuo Xin.Survey of multi-task learning[J]. Chinese Journal of Computers, 2020, 43(7): 1340-1378. [30] 雷傲宇, 李俊, 梅勇, 等. 基于随机森林算法的大电网动态等值方法[J]. 电气传动, 2025, 55(4): 26-32. Lei Aoyu, Li Jun, Mei Yong, et al.Dynamic equivalence method for large-scale power systems based on the random forest algorithm[J]. Electric Drive, 2025, 55(4): 26-32.