电工技术学报  2025, Vol. 40 Issue (9): 2996-3012    DOI: 10.19595/j.cnki.1000-6753.tces.241243
电能存储与应用 |
基于融合特征和OOA-BiGRU的锂离子电池剩余使用寿命预测方法
孙静, 翟千淳
山东工商学院信息与电子工程学院 烟台 264005
A Novel Remaining Useful Life Prediction Method Based on Fusion Feature and OOA-BiGRU for Lithium-Ion Batteries
Sun Jing, Zhai Qianchun
School of Information and Electronic Engineering Shandong Technology and Business University Yantai 264005 China
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摘要 随着新能源汽车产业的持续发展,锂离子电池被大量用作车载动力电池。电池管理系统(BMS)负责监测、评估、维护和优化锂离子电池的性能和寿命,其中剩余使用寿命(RUL)预测是BMS中的重要组成部分。该文提出一种基于融合特征和鱼鹰优化算法(OOA)优化双向门控循环单元(BiGRU)网络的锂离子电池RUL预测方法。针对电池容量难以直接测量的问题,采集电池老化过程中简单易测量的电流、电压和时间数据,从中提取能反映电池老化趋势的健康因子。提出一种结合过滤器与包装器的融合特征筛选策略,降低模型的复杂度,防止模型过拟合。搭建BiGRU网络,深入地研究序列整体结构和动态特性,整合多维度特征,适应不同时间尺度的依赖关系。采用OOA对BiGRU模型内部的超参数进行有效的优化,提高了模型的预测精度,同时实现了参数的自配置。将所提方法与传统网络模型在不同电池数据上进行比对,验证所提OOA-BiGRU模型的可靠性。另外,将提出的融合特征预测与全部特征预测和过滤特征预测的效果进行比较,证明融合特征可更好地表示电池的老化程度,提高模型预测的准确度。
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孙静
翟千淳
关键词 锂离子电池剩余使用寿命双向门控循环单元健康因子融合特征    
Abstract:With the continuous development of the new energy vehicle industry, lithium-ion batteries are used in large quantities as on-board power batteries. The battery management system (BMS) is responsible for monitoring, evaluating, maintaining, and optimizing the performance and life of Li-ion batteries, and the prediction of c is an important part of the BMS. Accurate prediction of a battery's RUL helps identify batteries that are nearing the end of their life to prevent potential safety risks such as overheating, combustion, or explosion, and allows O&M personnel to schedule battery maintenance and replacements based on the battery's actual state of health, rather than on a pre-determined schedule, thereby reducing unnecessary O&M costs. However, lithium-ion batteries exhibit nonlinear aging trends due to their complex internal chemical reactions during use, and the aging process of batteries usually exhibits multi-stage degradation, which increases the difficulty of RUL prediction. In view of this, this paper proposes a RUL prediction method for lithium-ion batteries based on public battery data from the University of Maryland and lithium iron phosphate battery data collected by the group's own laboratory, and the main research contributions are as follows:
Aiming at the problem that battery capacity is difficult to be measured directly, and the poor ability of traditional network models to capture multi-feature input information, a method is proposed to optimize the bidirectional gated recurrent unit (BiGRU) network based on the fusion feature and the osprey optimization algorithm (OOA) for RUL prediction of lithium-ion batteries. Simple and easy-to-measure current, voltage and time data during battery aging are collected, from which the health factors that can reflect the aging trend of the battery are extracted. The Savitzky-Golay filtering method is selected to reduce the influence of noise on the prediction accuracy. A fusion feature screening strategy combining filter and wrapper is proposed to reduce the complexity of the model and prevent model overfitting. Considering the insufficient ability of the traditional model to capture battery aging information when dealing with multi-feature inputs, the GRU network, which predicts only based on historical information, is upgraded to the BiGRU network, which is capable of handling both forward and backward information of the sequences. The BiGRU network is able to understand the overall structure and dynamic properties of the sequences in a more in-depth manner, better integrate the multi-dimensional features, and adapt to dependencies in different time scales. OOA is used to effectively optimize the hyper parameters inside the BiGRU model, which improves the prediction accuracy of the model and also realizes the automatic configuration of the parameters. Different types of battery data are used to compare the proposed method with traditional network models to verify the reliability of the proposed OOA-BiGRU model. In addition, the effect of the proposed fusion feature prediction is compared with all feature prediction and filtered feature prediction, which proves that the fusion feature better represents the aging degree of the battery and improves the accuracy of the model prediction.
The research results of this paper provide a new method and idea for RUL prediction of lithium-ion power batteries, which can be applied to the BMS system of new energy vehicles and is of practical significance.
Key wordsLithium-ion batteries    remaining useful life (RUL)    bidirectional gated recurrent unit (BiGRU)    health factor (HF)    fusion feature   
收稿日期: 2024-07-12     
PACS: TM912.9  
基金资助:烟台市科技创新发展计划基础研究类项目(2023JCYJ043)、山东省自然科学基金项目(ZR2021ME236)和山东省高校青年创新团队科技支撑计划(2020KJN005)资助
通讯作者: 孙 静 女,1979年生,副教授,硕士生导师,研究方向为锂离子电池管理技术。E-mail:sunjing@sdu.edu.cn   
作者简介: 翟千淳 男,1999年生,硕士研究生,研究方向为锂离子电池健康状态估计与剩余使用寿命预测。E-mail:1030033160@qq.com
引用本文:   
孙静, 翟千淳. 基于融合特征和OOA-BiGRU的锂离子电池剩余使用寿命预测方法[J]. 电工技术学报, 2025, 40(9): 2996-3012. Sun Jing, Zhai Qianchun. A Novel Remaining Useful Life Prediction Method Based on Fusion Feature and OOA-BiGRU for Lithium-Ion Batteries. Transactions of China Electrotechnical Society, 2025, 40(9): 2996-3012.
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