电工技术学报  2024, Vol. 39 Issue (24): 7979-7994    DOI: 10.19595/j.cnki.1000-6753.tces.231983
电能存储与应用 |
基于数据挖掘与大数据分析的电池故障诊断与异常检测
申江卫1, 岩川1, 刘永刚2, 沈世全1, 陈峥1
1.昆明理工大学交通工程学院 昆明 650000;
2.重庆大学机械与运载学院 重庆 400030
Battery Fault Diagnosis and Anomaly Detection Based on Data Mining and Big Data Analysis
Shen Jiangwei1, Yan Chuan1, Liu Yonggang2, Shen Shiquan1, Chen Zheng1
1. College of Transportation Engineering Kunming University of Science and Technology Kunming 650000 China;
2. College of Mechanical Engineering Chongqing University Chongqing 400030 China
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摘要 为充分挖掘电动汽车大数据监控平台海量数据应用潜力,提升锂离子电池组传统故障诊断方法在异常检测、故障电池定位和故障诊断等方面的效率,该文提出一种基于数据挖掘和大数据分析的电动汽车高效单体电池异常检测、定位与电池系统故障诊断方法。首先,使用t-SNE对采集的动力电池历史运行数据可视化降维,利用K均值聚类算法结合Z分数方法设计电压异常诊断系数,完成异常单体的准确检测和异常定位,并结合熵权-变异系数法进行单体电池性能评估,实现不同单体电池异常程度的综合评定;其次,采用3σ-MSS算法以概率形式计算电池组中单体电池端电压的异常变化,并通过不同电池故障概率统计分析,利用数理统计方法实现电池系统故障与突发故障的统计分类,在时间维度上进行电池系统的故障诊断;最后,基于该文所提出的故障诊断与异常检测方法,对监控平台上四辆电动汽车三年的运行数据进行了异常特性诊断,并按照春、夏、秋、冬四季对其故障特征进行了分析。诊断结果显示,在四个季节故障概率分布中,电动汽车各单体电池最高故障概率分别为1.99%、4.95%、3.67%、9.52%,平均故障概率为1.54%、4.31%、3.07%、4.59%,夏、冬两季电池故障发生概率高于春、秋两季。相关诊断结果可为动力电池稳定运行提供维护建议,为提升电动汽车的可靠性和优化设计提供参考。
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申江卫
岩川
刘永刚
沈世全
陈峥
关键词 动力电池数据挖掘大数据异常检测故障诊断    
Abstract:Due to various environmental and operating conditions, traditional battery fault diagnosis is challenging with the development of electrification, intelligence, connectivity, and digitization in the automotive industry. This paper proposes a battery fault diagnosis and anomaly detection method based on data mining and extensive data analysis. The approach involves operational data collection from the power battery through an electric vehicle cloud monitoring platform and a comprehensive analysis of anomaly detection, localization, and diagnosis for individual battery cells.
Firstly, t-SNE is used to visualize the dimension reduction of battery cell data, compressing high- dimensional cell voltage data into low-dimensional data. Then, the K-means algorithm is applied for clustering analysis. Combined with the principles of Gaussian distribution and Z-score, diagnostic coefficients are designed to locate abnormal batteries. Subsequently, the entropy-weighted coefficient of the variation method is used to assess the degree of abnormality for each battery cell. Finally, a diagnostic standard is established using the 3σ-MSS filtering strategy. Compared to the COF and LOF algorithms based on statistical processing of the fault matrix, the proposed method compresses the voltage data of 30 series of individual batteries into two dimensions and effectively detects abnormal battery cells. For a specific period, the voltage curve of the 7th series of individual batteries exhibits significant fluctuations, with a rapid voltage drop at the 28th and 207th seconds, reaching a maximum voltage difference of 236 mV. The Z-value in the diagnostic coefficient designed based on the Z-score for the 7th series of individual batteries is significantly higher than other cells, indicating an anomaly. The overall score for the 7th series in the battery comprehensive evaluation shows a score difference of 0.727. Using the 3σ-MSS filtering strategy for fault probability statistics, a small percentage of vehicles show a battery fault probability exceeding 15% with variable positions likely resulting from unexpected accidents. Most vehicles have a fault frequency below 2%, and the positions of such faults are fixed, possibly due to vehicle design defects or inherent issues. According to the diagnostic results, the 3σ-MSS filtering strategy is suitable for fault probability statistics in batteries. In the time dimension of fault probability statistics, the fault probabilities in spring, summer, autumn, and winter are 1.99%, 4.95%, 3.67%, and 9.52%, respectively, with average fault probabilities of 1.54%, 4.31%, 3.07%, and 4.59%.
In conclusion, (1) using t-SNE and K-means for dimension reduction and clustering analysis can effectively detect whether individual battery cells experience anomalies. Additionally, the diagnostic coefficient designed based on the Z-score accurately diagnoses voltage anomalies and locates faulty cells. (2) Compared to LOF and COF algorithms, the 3σ-MSS filtering strategy has more apparent advantages and can further identify and diagnose battery fault types for fault probability statistics. (3) Accordingl to the three-year historical operational data of different vehicles, the frequency of faults does not differ significantly between spring and autumn. However, in summer and winter, the frequency of battery faults is relatively high, which provides maintenance recommendations for the stable operation of vehicles.
Key wordsPower battery    data mining    big data    anomaly detection    fault diagnosis   
收稿日期: 2023-12-27     
PACS: TM912  
基金资助:云南省基础研究计划项目(202301AT070423)、国家自然科学基金项目(52367021, 52267022)和昆明理工大学自然科学研究基金项目(KK23202202021)资助
通讯作者: 陈 峥 男,1982年生,教授,博士生导师,研究方向为新能源汽车节能控制与动力电池管理、智能网联汽车优化控制。E-mail: chen@kust.edu.cn   
作者简介: 申江卫 男,1984年生,高级实验师,硕士生导师,研究方向为新能源汽车动力电池管理。E-mail: shenjiangwei6@kust.edu.cn
引用本文:   
申江卫, 岩川, 刘永刚, 沈世全, 陈峥. 基于数据挖掘与大数据分析的电池故障诊断与异常检测[J]. 电工技术学报, 2024, 39(24): 7979-7994. Shen Jiangwei, Yan Chuan, Liu Yonggang, Shen Shiquan, Chen Zheng. Battery Fault Diagnosis and Anomaly Detection Based on Data Mining and Big Data Analysis. Transactions of China Electrotechnical Society, 2024, 39(24): 7979-7994.
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