基于可解释人工智能框架下的磁控机构断路器故障诊断方法

doi:10.19595/j.cnki.1000-6753.tces.250111

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Abstract Fault diagnosis of high-voltage circuit breakers has conventionally relied on supervised learning approaches, requiring a substantial volume of labeled fault data for model training. However, this approach encounters significant challenges in practical applications due to the scarcity of fault labels and the dynamic nature of real-world operating conditions. Moreover, traditional diagnostic models, particularly those based on deep learning, often function as “black boxes”, lacking interpretability in their decision-making processes. It is challenging to elucidate the rationale behind their predictions, thereby restricting their applicability in safety-critical power systems where transparency and reliability are paramount. This study proposes a novel, unsupervised fault diagnosis method based on an explainable artificial intelligence (XAI) framework. The method aims to mitigate the dependency on labeled data while enhancing model interpretability, offering an efficient, transparent, and robust solution for fault diagnosis of electromagnetic mechanism circuit breakers.
The proposed method begins by constructing logarithmic Mel spectrograms with mixed features through the fusion of acoustic and vibration signals. Acoustic signals that excel in capturing high-frequency anomalies and vibration signals that are sensitive to low-frequency mechanical faults are combined via a weighted fusion process (with weights of 0.9 for acoustic signals and 0.1 for vibration signals). This fusion strategy optimizes the complementary strengths of both signal types, and spectrograms that comprehensively represent the operational state of the circuit breaker. A convolutional autoencoder (CAE) is then employed for feature extraction, trained exclusively on logarithmic Mel spectrograms from normal operating conditions. The reconstruction error between the input and the reconstructed output is calculated and compared to a dynamic threshold derived from the mean and standard deviation of healthy data. It is shown that the CAE effectively distinguishes between normal and faulty states. This unsupervised fault detection approach eliminates the need for labeled fault data, demonstrating strong generalization capabilities even in the presence of noise and varying operational conditions.
Building on the fault detection phase, this study further integrates DBSCAN clustering and the integrated gradients (IG) method to achieve precise fault segmentation and interpretable fault diagnosis. The latent space features extracted by the CAE are clustered using DBSCAN, a density-based algorithm that autonomously identifies fault patterns without predefined cluster numbers or labeled data. This step generates pseudo-labels for fault segmentation to categorize fault types. The IG method quantifies the contributions of latent space features, using the normal state spectrogram as a baseline. By mapping these contributions back to the input spectrograms, the method reveals the relationships between fault types and specific signal characteristics, such as frequency bands and temporal distributions. Finally, a classifier is introduced and trained using the pseudo-labels and latent space features, completing the fault diagnosis pipeline with high accuracy.
Experimental validation was conducted on an electromagnetic mechanism circuit breaker under six common fault conditions, including insufficient drive voltage, loose bolts, inadequate lubrication, and other similar scenarios. The results demonstrate that under conditions of missing fault labels, the fault detection accuracy is 99.2%, and the fault diagnosis accuracy is 100%. Compared to traditional clustering methods (e.g., K-means, GMM) and advanced deep learning models (e.g., CBAM, DRSN, WDCNN), the proposed approach outperforms in terms of clustering performance, diagnostic accuracy, and computational efficiency. This paper offers substantial support for the safe and stable operation of power systems.

Key words： Fault diagnosis breaker explainable artificial intelligence convolutional autoencoder clustering integrated gradient

Received: 16 January 2025

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TM561

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	Wang Haoqing
	Sha Guanglin
	Liu Ning
	Zhao Caihong

Cite this article:

Wang Haoqing,Sha Guanglin,Liu Ning等. Fault Diagnosis Method for Electromagnetic Mechanism Circuit Breakers Based on Explainable Artificial Intelligence Framework[J]. Transactions of China Electrotechnical Society, 2026, 41(2): 675-688.

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https://dgjsxb.ces-transaction.com/EN/10.19595/j.cnki.1000-6753.tces.250111 OR https://dgjsxb.ces-transaction.com/EN/Y2026/V41/I2/675

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